COMPLAINTS, APPEALS & MALPRACTICE POLICY

COMPLAINTS, APPEALS & MALPRACTICE POLICY

Britannia Elite · Quality & Compliance

Complaints, Appeals & Malpractice Policy

How Britannia Elite manages complaints, appeals, malpractice and maladministration across all training and assessment activities — fairly, impartially and to a standard suitable for audit and regulatory review.

Purpose

Purpose of this policy

This policy explains how Britannia Elite manages complaints, appeals, malpractice and maladministration within all training and assessment activities.

Scope

Who this applies to

This policy applies to:

  • Learners and candidates
  • Trainers, assessors and internal quality assurers
  • Partner training centres
  • Employers and client organisations
  • Any individual or entity interacting with Britannia Elite UK, Britannia Elite Uganda, or Nile Protective Training Ltd
Definitions

The terms we use

Complaint

A concern about service quality, behaviour, communication or administrative processes.

Appeal

A formal request to review an assessment decision or quality assurance outcome.

Malpractice

Intentional wrongdoing such as cheating, falsification or unethical conduct.

Maladministration

Unintentional errors, poor practice or procedural failures.

Complaints Procedure

Raising a complaint

How to submit a complaint

Complaints must be submitted in writing to admin@britannia-elite.co.uk. The complaint should include:

  • Name and contact details
  • Description of the issue
  • Evidence or supporting information
  • Desired outcome (if applicable)

How complaints are handled

  • Acknowledgement within 5 working days
  • Investigation by an impartial manager
  • Outcome issued within 20 working days
  • If additional time is required, the complainant will be informed

Possible outcomes

  • Resolution and corrective action
  • Staff training or process improvement
  • No further action (with justification)
Appeals Procedure

Appealing an assessment decision

Grounds for appeal

Appeals may be submitted if the candidate believes:

  • Assessment procedures were not followed correctly
  • Evidence was not judged fairly
  • Reasonable adjustments were not applied
  • There was bias or conflict of interest

Appeal stages

Stage 1

Informal Review

Internal review by the assessor or centre manager.

Stage 2

Formal Appeal

Independent review by Britannia Elite’s Quality Assurance Panel.

Stage 3

External Review

Referral to an external body, if applicable to the qualification type.

Timeframes

  • Appeals must be submitted within 30 days of receiving the assessment decision
  • Outcomes issued within 20 working days
Malpractice & Maladministration

Protecting the integrity of assessment

Examples of malpractice

  • Cheating or plagiarism
  • Impersonation
  • Falsifying records
  • Collusion
  • Trainer or assessor misconduct
  • Misuse of assessment materials

Investigation process

1Immediate acknowledgement
2Evidence gathering
3Interviews with involved parties
4Independent review
5Final decision and sanctions

Possible sanctions

  • Candidate disqualification
  • Withdrawal of certification
  • Suspension of trainer / assessor
  • Centre approval suspension or withdrawal
  • Reporting to regulatory authorities
Rights & Responsibilities

What each party can expect

Candidate rights

  • Fair treatment
  • Impartial investigation
  • Clear communication
  • Right to appeal

Organisation responsibilities

  • Maintain integrity of assessment
  • Ensure confidentiality
  • Protect whistleblowers
  • Apply sanctions consistently

Record keeping

All complaints, appeals and malpractice cases are logged and retained for a minimum of five years for audit and regulatory review.

Policy Review

Keeping this policy current

This policy is reviewed annually, or sooner if regulatory changes occur. It forms part of our wider Governance & Oversight framework.

Owner
Britannia Elite Ltd
Applies to
All training & assessment
Review cycle
Annual, or on change

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